Kathleen Adams’ Team

David Swift, Associate Advisor

David Swift, CIMA® 
Associate Advisor

1815 Via el Prado
Suite 100
Redondo Beach, CA 90277

2121 Avenue of the Stars
Suite 1600
Los Angeles, CA 90067

Tel: 310.712.2322
Fax: 310.712.2377
dswift@seia.com

David Swift, CIMA® is an Associate Advisor for Kathleen Adams, CFP® CPWA®, at Signature Estate & Investment Advisors, LLC in the Redondo Beach office.

His chief role is to help develop sound financial advice for the Adams’ team clients. His focus is in investment analysis and financial planning strategy. He also takes a lead role in working with client’s tax advisors during the formation and execution of financial plans.

David has been working in the financial related industry for over 8 years. He has successfully completed the Certified Investment Management Analyst (CIMA) Program at the Wharton School of Business. Recently, David earned the Investment Management Consultant’s Association’s (IMCA) Applied Behavioral Finance Certificate. The program was designed to address common behavioral challenges that trip up investors and advisors alike. IMCA’s program featured notable experts from leading business schools such as MIT, Chicago Booth and Duke which present in- depth, thoughtful, and interesting research from the field today. The program included timely and relevant presentations from behavioral finance experts, financial advisor practitioners, and cutting-edge academics. David holds the Series 7, 66 and CA Insurance license.

David is currently a member of The Investment Management Consultant Association. Prior to moving to California, David worked at Apodi in London, a strategic business consulting firm.

David resides in Redondo Beach.

 

Katie O’Neill, Client Services Administrator

Katie O’Neill
Client Services Administrator

1815 Via el Prado
Suite 100
Redondo Beach, CA 90277

2121 Avenue of the Stars
Suite 1600
Los Angeles, CA 90067

Tel: 310.712.2322
Fax: 310.712.2377
koneill@seia.com

Katie O’Neill is a Client Services Administrator for Kathleen Adams, CFP® CPWA®, with Signature Estate & Investment Advisors, LLC’s Redondo Beach office.

Katie joined the Kathleen Adams team in the summer of 2009 and her focus is primarily on business development; including client communications, marketing, and managing client events. Katie also takes a lead role in the collection and input of financial planning data.

Katie graduated from the University of California, Santa Barbara with B.A. degrees in Business Economics and Psychology. With over ten years of experience in marketing, specializing in the non-profit sector, Katie has spearheaded the financial literacy philanthropic partnerships for the Adams’ team.

Katie resides in Redondo Beach with her husband Dennis and their son.