Eric Rosen serves as the Chief Operating Officer at SEIA, where he oversees the firm’s operational strategy, infrastructure, and enterprise scalability. Since joining the firm in 2016, Eric has played a pivotal role in the firm’s evolution, previously serving as Chief Compliance Officer, where he guided regulatory oversight and governance initiatives during a period of rapid expansion and transformation.
With a deep understanding of the Registered Investment Advisor landscape, Eric is focused on building a robust operational foundation and leads cross-functional collaboration across Compliance, Trading, Operations, Technology, Integrations, and HR—ensuring alignment between SEIA’s long-term vision and day-to-day execution. His leadership is grounded in a commitment to transparency, innovation, and continuous improvement.
Eric earned a Bachelor of Arts degree in Economics from the University of California, Santa Barbara. He holds FINRA Series 7, 24, 51, 57, and 66 licenses, as well as a CA Insurance License #0L09058. He is a resident of Los Angeles.