Privacy Policy

Effective Date: May 27, 2026

We at Signature Estate & Investment Advisors, LLC and our subsidiaries (collectively “SEIA,” “we,” “us,” or “our”) would like to thank you for your interest and welcome you to our websites. This Website Privacy Policy (“Policy”) helps you understand how we collect, use, secure, and disclose your personal information collected by us. This Policy applies when you visit (“Visitor”) our website located at https://www.seia.com/; when you use our client portal (“Client”) located at https://seiallc.portal.tamaracinc.com/ or our eDelivery Form here, or when you access any other websites, pages, or features we own or operate (collectively, the “Site(s)”). To the extent that you are a Client and/or have sought or obtained financial products or services from us, please refer to the SEIA Privacy Notice here about how we collect, use and share non-public personal information of current, former and prospective Clients.

This Policy does not apply to the personal information we collect from job applicants, employees, contractors, owners, directors or officers of SEIA. If you are applying for a job with us, please see our Job Applicant Privacy Policy.

By using our Sites, you acknowledge the collection, use, disclosure and other types of processing of your personal information as described in this Policy, and you agree to the Terms and Conditions (“Terms“), which governs all use of our Sites. If you are not comfortable with any part of this Policy or do not agree with the applicable Terms, please immediately discontinue access or use of our Sites.

We may change this Policy from time to time and we will notify you by revising the “Last Updated” date at the top of this Policy. If we change this Policy in a way that we believe materially affects your privacy rights or how we process your personal information, we will provide you with advance notice such as via email or by posting a notice on our Sites. Unless otherwise required by law in the jurisdiction of your residence, your continued access or use of our Sites after receiving the notice of changes constitutes your acknowledgment that you accept the updated Policy.

 

1. Personal Information We Collect

When we use the term “personal information,” we are referring to information that identifies or can reasonably be linked to you or another person. The definition of personal information (used interchangeably with “personal data”) depends on the applicable law based on your state of residence. Only the definition that applies to your residency will apply to you under this Policy. We may collect or process the following categories of personal information depending on how you interact with the Sites, where you live, and as permitted or required by applicable law.

Information You Voluntarily Provide Us. Personal information that we or service providers performing services on our behalf may collect from you include the following:

• Client Account Information. When you use our client portal, we may collect your account information, such as your account’s username and password.
• Transaction Information. When you carry out transactions through our Sites, we may collect transactional information such as financial account number.
• Client Support and Advisor Communications. When you choose to get in touch with our advisors, support personnel, or other SEIA team members via email or phone, we may collect your first and last name, email address, copies of your correspondence, and additional information you choose to share with us.
• Web Forms. When you submit our “Contact Us” form or other inquiry forms available on our Site to request a consultation, learn more about our wealth management services, or get in touch with us for other matters, we may collect your first name, last name, email address, phone number, zip code, the range of your investable assets, and any additional information you choose to share in the form.
• Marketing Content and Event Sign-ups. You may choose to provide us with your name, email address, and other contact details if you wish to receive promotional emails, newsletters (such as “The Brew”), market commentary, or invitations to and registrations for our hosted events, webinars, and roundtables (for example, our quarterly Investment Roundtable Webinar). You can opt out of marketing emails at any time by following the unsubscribe instructions in the email received.
• Other Information. We may collect any other information that you voluntarily send to us.

Information We Automatically Collect. To the extent permitted under applicable law, and to improve the performance of our Sites, we may collect the following types of personal information automatically from you:

1. Log and Usage Information. When you browse our Sites, we automatically collect log data such as your web request, Internet Protocol (“IP”) address, browser type, domain names, referring and exit pages and URLs, pages viewed and the order of these page views, the date and time you access our servers, and other diagnostic data.
2. Device Information. When you use your desktop or mobile devices to access our Sites, we may be able to identify your device’s unique device identifier, MAC address, and operating system.
3. Cookies, Pixels, and Similar Tracking Technologies. We may use various tracking technologies to collect and store information about your use of our Sites. We use these tools to ensure that you receive a personalized experience, to provide you with certain functions on our Sites, to keep your account safe, and to improve and optimize our Sites.

Information From Third Parties. From time to time, we may obtain information about you from third party sources as required or permitted by law. These sources may include:

• Social Media. We may offer you the opportunity to engage with our content on or through third-party social networking websites and/or applications. When you engage with our content on or through third-party social networking websites and/or applications, you may allow us to have access to certain information associated with your social media account (e.g., name, username, profile picture) to deliver the content or as part of the operation of the third-party website, plug-in or application. When you provide information from your social media account, we may use this information to personalize your experience and to provide you with other products or services you may request.
• Third Party Partners. In connection with the investment management, financial planning, brokerage, and related services we provide to you, we may receive personal information about you from third parties, including our custodians, clearing firms, broker-dealers, financial planning technology providers, and other service providers — such as Charles Schwab & Co., Inc., Fidelity Clearing & Custody Solutions, AssetMark, and eMoney. The information we may receive from these third parties includes contact information and other referral data if the partner believes you may be interested in our services.

 

2. How We Use Your Personal Information

Our primary purpose for collecting personal information is to provide you with a secure and smooth experience on our Sites. We may use your personal information in the following ways:

1. To Provide You With Our Sites. We may use your information to complete the transactions you request, to fulfil our contractual obligations with you, to provide you with requested information or materials, or to ensure that our Sites function properly.
2. To Maintain Legal and Regulatory Compliance. Our business is subject to certain laws and regulations which may require us to process your personal information. Without processing your personal information for such purposes, we cannot provide our services in accordance with our legal and regulatory requirements.
3. To Enforce Compliance with Our Terms, Agreements, and Policies. When you access our Sites, you are bound to our Terms. To ensure you comply with them, we may process your personal information by actively monitoring, investigating, preventing, and mitigating any alleged or actual prohibited, illicit or illegal activities on our Sites. Subject to the applicable law, we may also process your personal information to investigate, prevent or mitigate violations of our agreements and internal policies, or enforce our agreements with third parties and business partners.
4. To Detect and Prevent Fraud and Security Risks. We may process your personal information to help monitor, prevent and detect fraud activities in our Sites, monitor and verify your identity so that unauthorized users do not gain access to your accounts, enhance system security, and combat spam, malware, malicious activities or other security risks that might result in financial loss.
5. To Provide Support or Respond to You. We collect any information that you provide to us when you contact us. Without your personal information, we cannot respond to you or ensure your continued use and enjoyment of our services.
6. To Provide You with Service-Related Communications. We may send you administrative or account-related information to keep you updated about your account and our services. Such communications may include information about Privacy Policy updates, confirmations of your account actions or transactions, security updates, or other relevant transaction-related information. Service-related communications are not promotional in nature. You are not able to unsubscribe from such communications, otherwise, you may miss important developments relating to your account or our services.
7. To Research and Develop Our Sites. We may process your personal information and derive analytical and statistical data to better understand the way you interact with our Sites to help us maintain, improve and develop our Sites. Please see our Cookies and Similar Tracking Technologies section for more information.
8. To Personalize Your Experience. We may process your information to personalize your experience. By personalization, we enable you to more easily interact with our Sites. Please see our Cookies and Similar Tracking Technologies section for more information.
9. To Facilitate Corporate Acquisitions, Mergers, and Transactions. We may process information regarding your account and your use of our Sites as is necessary in the context of corporate acquisitions, mergers, or other corporate transactions.
10. With Your Consent. We may process your information for any other purpose to which you consent.

 

3. How We Share Your Personal Information

We may share your personal information listed above with third parties and service providers when necessary for business purposes. The categories of third parties with whom we may share your personal information include:

1. Within Our Corporate Group. We may disclose some or all of your personal information between and among our parent company, SEIA subsidiaries and corporate affiliates, joint ventures, or other companies under common control with us for the purposes described in this Policy (e.g. management, analysis, client, and investor support) unless otherwise prohibited by applicable law or by contractual agreement with our vendors, service providers or other third parties.
2. Our Service Providers. We may disclose personal information to vendors, service providers, contractors, professional advisors, and other entities that need this information to provide services to us, such as: managing a database of client information; hosting the Sites; designing and/or operating the Sites’ features; tracking the Sites’ activities and analytics; enabling us to perform account administrative services; operating our Client support service. These service providers may have access to or process your personal information only for the purpose of providing services to us.
3. Authorized Third Parties. We may disclose your personal information to third parties that you authorize us to disclose personal information in connection with the services we (or they) provide you.
4. Analytics and Interest-based Advertising Partners. We use third-party analytics, advertising, and marketing providers to collect information about your use of the Sites, see the overall patterns of usage on the Sites, deliver advertisements to you, optimize marketing performance, and determine whether our advertising is effective. Where permitted by applicable law, we may share your personal information with marketing and advertising partners for targeted advertising purposes so that we can better understand which of our services may be of interest to you, market our services to you, and to provide us information necessary to improve our services.
5. As Required by Law. We may disclose your personal information to law enforcement authorities, government or public agencies or officials, regulators, and/or to any other person or entity having appropriate legal authority or justification for receipt of your personal information if we believe in good faith that doing so is necessary or appropriate to comply with our legal obligations, including to (a) comply with law enforcement requests and legal processes, such as a court order or subpoena; (b) comply with requests from auditors, examiners or other regulators; (c) respond to your requests; or (d) protect your, our, our clients’ and investors’, or others’ rights, property or safety.
6. During Business Transaction or Other Asset Transfers. We may disclose and transfer your personal information to another entity that buys some, or all, of our business or assets in a merger, acquisition, sale, bankruptcy, or other business transitions and that entity may use and disclose personal information for purposes similar to what is described in this Policy. We may also disclose personal information with prospective purchasers, including their advisors and service providers, to evaluate the proposed transaction.
7. With Your Consent. We may disclose your personal information for any other purpose with your consent.

 

4. Cookies and Similar Tracking Technologies

We and our third-party partners and service providers (such as advertisers and analytics providers) may use cookies and similar digital tracking technologies (such as pixels, web beacons, and tags) (collectively, “Tracking Technologies”) on our Sites and other online services to gather information when you interact with our Sites. These Tracking Technologies help us operate our Sites, understand your usage, improve functionality, and, depending on your choices and where you live, deliver and measure advertising.

Types of Tracking Technologies.

We may use the following types of tracking technologies on our Sites:

• Strictly Necessary. These Tracking Technologies are required for the operation of Sites. These Tracking Technologies do not gather information about you for marketing purposes.
• Functional. These Tracking Technologies are used to recognize you when you return to our Sites. They remember the choices and changes you make to text size, fonts and other features you can customize. While these Tracking Technologies can be disabled, this may result in less functionality during your use of our Sites.
• Analytics. These Tracking Technologies allow us and our analytics service providers/processors to count visits and traffic sources, or test new features, so that we can measure and improve the performance of our Sites, including as part of our analytics practices to improve the content offered. They help us understand how visitors use our Sites, which site or page Visitors came from, the number of each Visitor’s visits and how long a Visitor stays on our Sites.
• Advertising and Marketing. Targeting Tracking Technologies may be set through our Sites by our advertising partners to deliver content, including ads, that are relevant to your interests across your devices, based on how you interact with our advertisements or content. They may be used by our advertising partners to build a profile of your interests and to show you relevant ads on other sites. They do not store directly personal information but are based on uniquely identifying your browser and internet device. If you do not allow these Tracking Technologies, you will experience less targeted advertising.

Why We Use Tracking Technologies.

We may use these Tracking Technologies for the following purposes:

• to enable basic functioning of our Sites or to fix any technical issue through gathering relevant technical data;
• for web analytics to improve our Sites (structure, features, accessibility and usability, content) or to fix any technical issue through gathering relevant technical data;
• to monitor the effectiveness of our online ads and marketing (by recording your interactions with our ads on third-party websites, our social media platforms or our marketing emails);
• to learn more about your preferences and browsing preference to provide you with tailored content.

How to Manage Your Tracking Technologies Preferences.

• Your Privacy Choices. Please refer to Section 9 below for more information about whether you have the right to opt-out of sales and targeted advertising, and if so, how to exercise that right. Please note that you may still receive generalized ads after opting out. Your opt-out choice will only apply to your use of our Sites through the current browser or device you are using and only so long as that browser’s cookies are not erased.
• Global Privacy Control. For Visitors who are residents of states whose consumer privacy laws (as applied to “financial institutions” under the Gramm-Leach-Bliley Act) require support for web browser-based opt-out signals, such as California, Connecticut, Montana, Oregon, Maryland, and Minnesota, you may also opt-out of having your personal information shared with third parties for targeted advertising or sales via cookies or other similar tracking technologies by using an opt-out preference signal. The Global Privacy Control signal is currently the only opt-out preference signal we recognize. You can visit the Global Privacy Control official site at https://globalprivacycontrol.org/#about to learn how to configure your device to send such signals. We will honor and process the opt-out preference signal in a frictionless manner. Your opt-out choice will only apply to your use of our Sites through the current browser or device you are using and only so long as that browser’s cookies are not erased. You will need to submit a separate opt-out of sharing request on each device and browser you use to visit our Sites to completely opt-out using this method. Please note that you may still receive generalized ads after opting out.
• Browser Controls. Alternatively, you can set or amend your web browser controls to accept or refuse cookies. If you choose to reject cookies, you may still use our Sites although your access to some functionality and areas may be restricted. If you want to understand your browser’s cookie default setting, or learn to modify your browser’s cookie settings, please use the “Help,” “Tools” or “Edit” menu in your browser or review the instructions provided by the following browsers:

• • Google Chrome
  • Microsoft Edge
  • Microsoft Internet Explorer
  • Apple Safari Mobile
  • Android Browser

• Opting-out of Third-Party Analytics. We may use third-party service providers to monitor and analyze the use of our online, web-based, and mobile-based Sites, such as Google Analytics. Google Analytics is an analytics service offered by Google LLC (“Google”) that tracks and reports website traffic. For more information on the privacy practices of Google, please visit the Google Privacy & Terms web page: https://policies.google.com/privacy?hl=en. To opt out of Google Analytics or to prevent your data from being collected and used by Google Analytics, please visit: https://tools.google.com/dlpage/gaoptout.
• Disabling Certain Interest-Based Advertising. Many advertising companies that collect information for interest-based advertising are members of the Digital Advertising Alliance (DAA), which maintain websites where people can opt out of interest-based advertising from their members. To opt out of website interest-based advertising provided by each organization’s respective participating companies, visit the DAA’s opt-out portal available at http://optout.aboutads.info.

 

5. How We Protect Your Personal Information

We maintain advisors, potential transactional partners, or other third parties designed to guard and prevent misuse of your personal information. Our security measures include generally accepted physical, technical and administrative measures to prevent unauthorized access to or disclosure of your personal information, to maintain data accuracy and ensure the appropriate use of your personal information, and otherwise safeguard your personal information. Unfortunately, no data transmission or storage system can be guaranteed to be 100% secure. We cannot guarantee the security of our databases or the databases of the third parties with which we may share such information, nor can we guarantee that the information you supply will not be intercepted while being transmitted over the Internet. In particular, email sent to us may not be secure, and you should therefore take special care in deciding what information you send to us via email. If you have any questions about the security of your interaction with us (if, for example, you feel that the security of any account you might have with us has been compromised), please reach out immediately via the method listed in the “Contact Us” section below.

 

6. Retention of Your Personal Information

Our retention periods for personal information are based on business needs and legal requirements. We will keep your personal information for as long as is reasonably necessary for the purposes for which it is collected, for other purposes described in the Policy, or as may be required by applicable law. If you wish to terminate your account or request that we no longer use your personal information to provide you our services, we may still retain and use your personal information as necessary to comply with our legal obligations, resolve disputes, and enforce our agreements.

 

7. Access To Third-Party Websites From Our Sites

Our Sites or communications may provide links to other websites or services that are not owned or controlled by us, including links to social media platforms and third-party financial service providers. Links to other websites do not constitute or imply an endorsement of recommendation by use of the linked website and/or content by SEIA. This Policy only applies to personal information collected on our Sites. Please be aware that we do not have any access, control, input, or authorization over any of the materials or content contained on these third-party websites. We are not responsible for the privacy or security practices of other websites or social media platforms or the information they may collect. You should refer to such third parties’ privacy policies on their website to determine their privacy practices.

 

8. How We Handle Children’s Information

Our Sites are not directed to, and we do not knowingly collect personal information from, children under the age of 18. If you are under 18, please do not send any personal information about yourself to us. If we become aware that a child under 18 has provided us with personal information contrary to our instruction, we will take steps to delete such information from our filesystems, unless we have a legal obligation to keep it.

 

9. Your Privacy Rights

Depending on applicable law where you reside, you may be able to assert certain rights identified below with respect to your personal information. If any of the rights listed below are not provided to you under the law that governs the processing of your personal information, we have absolute discretion in providing you with those rights. Please refer to the “What Rights Apply” section to determine the rights applicable to you.

Please note, your rights in relation to your personal information are not absolute. Depending on the applicable law, access to your rights under the applicable law may be denied: (a) where denial of access is required or authorized by law; (b) when granting access would have a negative impact on other’s privacy; (c) to protect our rights and properties; or (d) where the request is frivolous or unrealistic.

Your privacy rights may include the following:

1. Right to Know/Access. You may have the right to obtain a copy, or a list of categories of the personal information that we hold about you, as well as other supplementary information, such as the purposes of processing, and the entities to whom we disclose your personal information.
2. Right to Correct. You may have the right to correct any of your personal information in our records and systems. You may request us to rectify, correct or update any of your personal information held by us that is inaccurate. In addition to the methods described below, you can correct your personal information through your account settings.
3. Right to Delete. Under certain circumstances, you may have the right to request that we delete the personal information that we hold about you. This right is not absolute, and we may refuse such a request if there are compelling legitimate grounds for keeping your personal information, for legitimate purposes, or as required by law. In addition, in the event your deletion request is honored, we may retain a record of your deletion request as required under applicable law.
4. Right to Portability. You may have the right to receive a copy of the personal information we have collected about you in a structured, commonly used and machine-readable format.
5. Right to Opt-Out Sale / Right to Opt-Out of Sharing for Targeted Advertising. You may have the right to opt out of: (i) the sale of your personal information; and (ii) the sharing of your personal information for targeted advertising or profiling, as defined under applicable law. We use Tracking Technologies (as described in the “Cookies and Similar Tracking Technologies” Section above) and may disclose certain personal information to advertising partners. Under certain state laws, this may be considered a “sale” or “sharing” of personal information.
6. Right to Opt-Out of Automated Decision-making or Profiling. In certain jurisdictions, you may have the right to opt out of profiling in furtherance of decisions that produce legal or similarly significant effects. We do not make decisions about you based solely on automated processing (i.e., where a decision is taken about you using an electronic system without human involvement) that produces legal or similarly significant effects.
7. Right Against Discrimination. We do not discriminate against any customers who exercise any of their rights described in this Policy.
8. Right to Appeal. In certain jurisdictions, you may have the right to appeal if we refuse to take action on your rights request. Instructions on how to appeal will be provided to you upon such a denial, but in any event, such instructions will be substantially similar to those provided below for submitting requests.
9. Right to Obtain Third-Party List. You may have the right to request a list of specific third parties to which we have disclosed personal information.

What Rights Apply

As mentioned above, depending on where you reside or are located, you may be able to assert certain rights with respect to your personal information. To determine which rights you have, please refer to the table below that references the rights as described above in the Privacy Rights Section. Please note, however, that most state consumer privacy laws exempt from their scope entities like SEIA that are considered “financial institutions” under the Gramm-Leach-Bliley Act (“GLBA”). For states that do not provide entity-level exemptions under GLBA, the state privacy rights apply only to information other than “non-public personal information” as defined under GLBA. This is, generally speaking, personal information collected by SEIA prior to your request for products or services from us.

State of Residence	Applicable Rights
California	(a-g)
Connecticut, Montana, and Oregon	(a-h)
Maryland and Minnesota	(a-i)

 

Submitting a Rights Request

If you are a resident in a state that provides the rights noted above, you can assert your privacy rights by emailing us at operations@seia.com with the subject line “Privacy Rights Request” advising us which privacy rights you would like to exercise. Depending on your state of residency, applicable law may limit how many times per year you may submit a Right to Know/Access. We may charge a reasonable fee for multiple requests in the same 12-month period, as permitted by law.

To protect your privacy, we must be able to verify your identity to confirm that the rights request came from you. We may contact you by phone or e-mail to verify your request before we can process your request to exercise certain privacy rights. Depending on your request, we will ask for information such as your name, address, e-mail address or a phone number you have used with us. For certain requests, we may also ask you to provide details about your most recent purchases.

Where permitted by applicable law, you may use an authorized agent to submit a rights request on your behalf. If you use an authorized agent to submit requests on your behalf, we will require you to verify your identity with us, or have you confirm the authorized agent is authorized to act on your behalf.

Opting-out of Tracking Technologies based Sales and Targeted Advertising

You may exercise your right to opt out of sales and targeted advertising via Tracking Technologies at any time by clicking the “Cookie Preferences” link in the website footer and following the directions in the Preferences pop-up screen regarding how to opt-out of sales and targeted advertising.

Where required by applicable law, we will also honor browser-based opt-out preference signals such as the Global Privacy Control (GPC). Please note that your opt-out choice will only apply to your use of our Sites through the current browser or device you are using and only so long as that browser’s cookies are not erased. You will need to submit a separate opt-out of targeted advertising request on each device and browser you use to visit our Sites to completely opt-out using this method. Please note that you may still receive generalized ads after opting out.

 

10. California Notice at Collection

If you are a California resident, then this Notice at Collection applies to you in accordance with requirements under the California Consumer Privacy Act, as amended by the California Privacy Rights Act (collectively “CCPA”).

Categories of Personal Information Collected, Disclosed and Categories of Recipient

In the preceding 12 months, depending how you interact with our Sites, the chart below describes the categories of personal information (as the CCPA defines that term) collected, the sources and purpose of such collection, and the parties to whom the information was disclosed for business purpose. Please note, however, that the CCPA exempts from its scope any personal information collected, processed, sold or disclosed subject to the Gramm-Leach-Bliley Act (“GLBA”), which applies to SEIA as a “financial institution” under that law, such that any personal information requests would be limited to information other than “non-public personal information” as defined under GLBA.

Personal Information Collected	Purpose of Information Collection (see Section 2 for more information)	Disclosure of Personal Information (see Section 3 for more information)
(A) Identifiers, such as a name, address, military service information, unique personal identifier, email, phone number, your device’s IP address, software, identification numbers associated with your devices, account number, account login, rewards program number, driver’s license or ID number, passport number, or similar identifiers.	To Provide You With Our Sites. To Maintain Legal and Regulatory Compliance. To Enforce Compliance with Our Terms, Agreements, and Policies. To Detect and Prevent Fraud and Security Risks. To Provide Support or Respond to You. To Provide You with Service-Related Communications. To Research and Develop Our Sites. To Personalize Your Experience. To Facilitate Corporate Acquisitions, Mergers, and Transactions. With Your Consent.	Within Our Corporate Group. Our Service Providers. Authorized Third Parties. Analytics and Interest-based Advertising Partners. As Required by Law. During Business Transaction or Other Asset Transfers. With Your Consent.
(B) Personal information under California Civil Code section 1798.80, including name, address, email, phone number, account number, account login, rewards program number, driver’s license or ID number, credit/debit card number.	To Provide You With Our Sites. To Maintain Legal and Regulatory Compliance. To Enforce Compliance with Our Terms, Agreements, and Policies. To Detect and Prevent Fraud and Security Risks. To Provide Support or Respond to You. To Provide You with Service-Related Communications. To Research and Develop Our Sites. To Personalize Your Experience. To Facilitate Corporate Acquisitions, Mergers, and Transactions. With Your Consent.	Within Our Corporate Group. Our Service Providers. Authorized Third Parties. Analytics and Interest-based Advertising Partners. As Required by Law. During Business Transaction or Other Asset Transfers. With Your Consent.
(C) Protected Classifications.	To Provide You With Our Sites. To Maintain Legal and Regulatory Compliance. To Enforce Compliance with Our Terms, Agreements, and Policies. To Detect and Prevent Fraud and Security Risks. To Facilitate Corporate Acquisitions, Mergers, and Transactions. With Your Consent.	Within Our Corporate Group. Our Service Providers. As Required by Law. During Business Transaction or Other Asset Transfers.
(D) Commercial information, such as records of services obtained or considered by you, and transaction records.	To Provide You With Our Sites. To Maintain Legal and Regulatory Compliance. To Enforce Compliance with Our Terms, Agreements, and Policies. To Detect and Prevent Fraud and Security Risks. To Provide Support or Respond to You. To Provide You with Service-Related Communications. To Research and Develop Our Sites. To Facilitate Corporate Acquisitions, Mergers, and Transactions.	Within Our Corporate Group. Our Service Providers. Authorized Third Parties. Analytics and Interest-based Advertising Partners. As Required by Law. During Business Transaction or Other Asset Transfers. With Your Consent.
(F) Internet activity information, such as browsing history, search history, the webpage visited before you came to our Site, length of visit and number of page views, click-stream data, locale preferences, your mobile carrier, date and time stamps associated with transactions, and system configuration information.	To Provide You With Our Sites. To Maintain Legal and Regulatory Compliance. To Enforce Compliance with Our Terms, Agreements, and Policies. To Detect and Prevent Fraud and Security Risks. To Provide Support or Respond to You. To Provide You with Service-Related Communications. To Research and Develop Our Sites. To Personalize Your Experience. To Facilitate Corporate Acquisitions, Mergers, and Transactions.	Within Our Corporate Group. Our Service Providers. Analytics and Interest-based Advertising Partners. As Required by Law. During Business Transaction or Other Asset Transfers.
(H) Audio or visual information such as audio recordings of your voice to the extent you call our client support line, as permitted under applicable law.	To Maintain Legal and Regulatory Compliance. To Enforce Compliance with Our Terms, Agreements, and Policies. To Detect and Prevent Fraud and Security Risks. To Provide Support or Respond to You. To Provide You with Service-Related Communications.	Within Our Corporate Group. Our Service Providers. As Required by Law. During Business Transaction or Other Asset Transfers. With Your Consent.
(J) Inferences drawn from any of the information listed above, such as your preferences, characteristics, and behavior.	To Provide You With Our Sites. To Provide You with Service-Related Communications. To Research and Develop Our Sites. To Personalize Your Experience.	Within Our Corporate Group. Our Service Providers. Analytics and Interest-based Advertising Partners. As Required by Law. During Business Transaction or Other Asset Transfers.

Privacy Rights. Please see Section 9 above for details.

Right to Limit Use of Sensitive Information

If you are a California resident, to the extent your sensitive personal information (as that term is defined under California privacy law) is used to infer characteristics about you, you have the right to direct us to stop such processing of your sensitive personal information for such purposes. We do not process any sensitive personal information to infer characteristics about you without your consent.

Retention of Personal Information. We will retain your personal information for the time period required or permitted by law or for the time reasonably necessary to achieve the purposes described in this Policy or any other notice provided at the time of collection. Retention is based on several factors, including legal requirements, statutes of limitation, and business needs.

Shine the Light. The California Shine the Light law permits California residents that have an established business relationship with us to request certain information regarding our disclosure of certain types of personal information to third parties for their direct marketing purposes during the immediately preceding calendar year. To make such as request, please contact us using the information below, and indicate in your message that you are a California resident making a “Shine the Light” inquiry. This request may be made no more than once per calendar year.

Do Not Track Signals. Your browser may allow you to adjust your browser settings so that “do not track” requests are sent to the websites that you visit. However, since uniform standards for “DNT” signals have not been adopted, we do not disable tracking technology that may be active on the Website in response to any “do not track” requests that we receive from your browser.

 

11. Contact Us

If you have any questions about this Policy, or have a privacy-related complaint, please contact us by email at operations@seia.com, by phone at (800) 723-5115, or by writing us at Signature Estate & Investment Advisors, LLC, 2121 Avenue of the Stars, Suite 1600, Los Angeles, CA 90067.