Trading, Fiduciary Oversight, and Reporting & Technology

Eric Rosen

Chief Compliance Officer

Vincent Reyes

Director of Trading Operations
CMFC®

Stephen Fringer

Director of Systems & Reporting
CMFC®

Mike Van Kleeck

Senior Compliance Officer
CFP®

Dave Nicholson

Compliance Officer

Alex Kim

Compliance Officer

Ronald Reyes

Senior Manager, Trading Technologies
CMT®, CMFC®

Tony Nguyen

Senior Fixed Income Trader
CMFC®

Erik Soderberg

Portfolio Manager

Guillermo Torolira

Director of Accounting

Toan Nguyen

Developer

Ghazal Zamani

Software Developer

Rachel Otto

Accounting Associate

Nicholas Bayz

Compliance Associate

Damon Varady

Supervisory Principal

Rashaad Wilson

Trading Operations Analyst


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