Trading, Fiduciary Oversight, and Reporting & Technology

Eric Rosen

Chief Operating Officer

Stephen Masterson

Chief Financial Officer
CPA

Alex Kim

Chief Compliance Officer

Advait Kulkarni

Senior Vice President of Technology Operations

Ronald Reyes

Vice President of Trading
CMT®, CMFC®

Dennis Roberts

Principal Accounting Officer and Controller

Vincent Reyes

Director of Trading Operations
ChFC, CMFC®

David Choi

Director of Financial Planning and Analysis

Ghazal Zamani

Director of Technology Operations

Damon Varady

Director of Compliance

Mike Van Kleeck

Senior Compliance Officer
CFP®

Terrance Daniel

Compliance Officer

Klaudia Smith

Compliance Officer

Aubrey Fernando

Compliance Analyst

Duong Nguyen

Senior Manager of Technology Operations

Tony Nguyen

Senior Trader
CMFC®

Anthony Pizzo

Senior Trader

Raymond Wan

Senior Portfolio Manager

Henglong (Corey) So

Trading Operations Analyst

Omar Luna

Assistant Controller

Chintan Dave

Senior Financial Analyst

Areeb Jafry

Senior Financial Analyst

Danae Acevedo

Senior Accountant

Majid Arian

Staff Accountant

Chloe Gagnon

Staff Accountant

Lourdes Lott

Accounting Associate

Donna Chanthakone

Cybersecurity Lead

Richard Kim

Senior Software Developer

Blake La

Software Developer

Sigi Soto

Salesforce Administrator Lead

Matthew Sims

Business Analyst

Riley King

Systems Analyst

Rhye Naaktgeboren

IT Support Specialist

Rashaad Wilson

Trader

Tate Dolan

Trader

Andrea Mitchell

Portfolio Manager


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