Trading, Fiduciary Oversight, and Reporting & Technology

Eric Rosen

Chief Compliance Officer

Vincent Reyes

Director of Trading Operations
CMFC®

Stephen Fringer

Director of Systems & Reporting
CMFC®

Ronald Reyes

Director of Technology Operations
CMT®, CMFC®

Guillermo Torolira

Director of Accounting

Erik Soderberg

Head of Portfolio Management

Mike Van Kleeck

Senior Compliance Officer
CFP®

Dave Nicholson

Compliance Officer

Alex Kim

Managing Compliance Officer

Damon Varady

Supervisory Principal

Duong Nguyen

Business Analyst

Christopher McConnell

Technology Manager

Tony Nguyen

Senior Trader
CMFC®

Raymond Wan

Portfolio Manager

Rachel Otto

Accounting Associate

Nicholas Bayz

Compliance Associate

Donna Chanthakone

Cybersecurity Analyst

Ghazal Zamani

Software Development Manager

Toan Nguyen

Software Developer

Sigi Soto

Salesforce Administrator

Rashaad Wilson

Trading Operations Analyst

Andrea Mitchell

Trading Operations Analyst

Manases Orozco

Jr. Trading Analyst


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